Division of Company Licensing
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Application and Filing Requirements for

Viatical Settlement Licenses

The links and instructions below are applicable to viatical settlement brokers, viatical settlement providers and viatical settlement investment agents. The term “viatical” includes those agreements commonly known as “life settlements.”

Initial Application

Article Amendments (including name changes)

Change of Control

New Officers/Directors

Filing of Forms and Advertisements

Annual Reports

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